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Compliance Analyst

4ujdnwqsdebu7m13em5f0pt5dw80o500d7dv9cbq5ebzngb7yk0n43mjtefnbx0d · 30+ days ago

Baltimore, MD, US

$30-35.36 / hour

Full-time

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About Client:
Client is a global financial services firm that provides a wide range of investment banking, securities, wealth management, and investment management services. It is a prominent global financial services firm with a rich history and a strong presence in the financial industry.
The Client is committed to corporate responsibility and sustainability. It aims to make a positive impact on society through various initiatives, such as promoting environmental sustainability, supporting diversity and inclusion, and engaging in philanthropic activities.

Rate Range: $30-$35.36/Hr.

Job Description:
Responsibilities:

Manage investigations, trade and transaction analysis/research, screening, and regulatory filings in compliance with the Firm’s procedures
Conduct investigations from a variety of escalation channels (e.g., fraud, 314a, 314b, Sanctions, negative news, etc.) and draft the Suspicious Activity Report (SAR), as required
Ensure daily operational processing is completed according to established program SLAs and regulatory requirements

Skills/Experience Requirements:

Bachelor’s degree or equivalent military experience
3+ years of strong investigative or related experience with emphasis on BSA/AML, including writing and preparing SARs in accordance with applicable regulatory requirements
Strong understanding of the financial markets and banking, including broker-dealer product-based knowledge and the ability to learn concepts quickly
Excellent communication, leadership, and presentation skills with the ability to communicate effectively through all levels of the organization
Self-motivated and independent operator with the ability and maturity to make decisions and operate in fast-paced and dynamic settings

Non-benefitted (other than those mandated under state or federal law).Please note that this position does not include paid time off benefits. ApTask offers subsidized insurance coverage to our employees.

About ApTask:
Join ApTask, a global leader in workforce solutions and talent acquisition services, as we shape the future of work. We offer a comprehensive suite of offerings, including staffing and recruitment services, managed services, IT consulting, and project management, providing unparalleled opportunities for professional growth and development. As a member of our dynamic team, you'll have the chance to connect businesses with top-tier professionals, optimize workforce performance, and drive success for our clients across diverse industries. If you are passionate about excellence, collaboration, and innovation, and aspire to make a meaningful impact in the world of work, come join us at ApTask and be a part of our mission to empower organizations to thrive.

Applicants may be required to attend interviews in person or by video conference. In addition, candidates may be required to present their current state or government issued ID during each interview.

Candidate Data Collection Disclaimer:
At ApTask, we prioritize safeguarding your privacy. As part of our recruitment process, certain Personally Identifiable Information (PII) may be requested by our clients for verification and application purposes. Rest assured, we strictly adhere to confidentiality standards and comply with all relevant data protection laws. Please note that we only collect the necessary information as specified by each client and do not request sensitive details during the initial stages of recruitment.

If you have any concerns or queries about your personal information, please feel free to contact our recruitment team at businessexcellence@aptask.com. •

Last updated on Oct 19, 2023

About the company

4ujdnwqsdebu7m13em5f0pt5dw80o500d7dv9cbq5ebzngb7yk0n43mjtefnbx0d

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