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6

Compliance Analyst

6njdnwj9glcb3dl46n5ovoc0nx0zj10101461byxg9ej2oh4odl1tz6jmfsr1m4v · 30+ days ago

Boston, MA, US

$81k+
Estimation

Full-time

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Several Compliance Analysts Needed Immediately for Boston Mutual Fund House
KEY RESPONSIBILITIES
-Assist with the performance of compliance services.

-Maintain understanding of regulatory requirements, internal processes, and client specifications related to these matters.

-In conjunction with CCOs, conduct periodic reviews of fund compliance procedures and compliance reporting to incorporate any new or changed regulations, best practice recommendations or other guidelines that may be appropriate.

-Assist with drafting quarterly and annual compliance reports.

-Assist with answering questions about procedures and controls.

-Analyze and improve standard compliance reporting.

-Maintain current working knowledge of all relevant regulations, including, but not limited to, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934 and the Sarbanes-Oxley Act of 2002.

•

Last updated on Nov 14, 2014

About the company

6

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