Compliance Analyst

Compliance Analyst Job Responsibilities:

Maintains legal and regulatory compliance by researching and communicating requirements; obtaining approvals.

Compliance Analyst Job Duties:

• Researches regulations by reviewing regulatory bulletins and other sources of information.
• Compiles information by coordinating rate deviation filings; maintaining updated rate matrices; providing overviews of product disclosures.
• Keeps other departments abreast of requirements by researching regulatory and filing information; writing and communicating guidelines.
• Obtains approvals by revising forms and rates.
• Prepares reports by collecting, analyzing, and summarizing information.
• Maintains rapport with regulatory personnel by arranging continuing contacts; resolving concerns.
• Maintains quality service by establishing and enforcing organization standards.
• Maintains professional and technical knowledge by attending educational workshops; reviewing professional publications; establishing personal networks; benchmarking state-of-the-art practices; participating in professional societies.
• Contributes to team effort by accomplishing related results as needed.

Compliance Analyst Skills and Qualifications:

Legal Compliance, Thoroughness, Client Relationships, Informing Others, SFAS Rules, Research Skills, Reporting Research Results, Building Relationships, Coordination, Audit, General Math Skills.

Last updated on Aug 27, 2022