Our client is a leading international investment bank committed to delivering exceptional financial services to their clients. With a global presence, they strive to uphold the highest standards of integrity, transparency, and compliance.
We are seeking a highly skilled and motivated Regulatory Compliance Manager to join our client's team. The successful candidate will play a key role in ensuring that the operations comply with all relevant financial regulations and industry best practices.
Tasks
- Monitor Regulatory Landscape: Stay abreast of changes in financial regulations at both the domestic and international levels. Assess the impact of regulatory developments on the bank's operations and develop strategies for compliance.
- Policy Development: Collaborate with internal stakeholders to develop and update policies and procedures that align with regulatory requirements. Ensure that these policies are communicated effectively throughout the organization.
- Risk Assessment: Conduct regular risk assessments to identify areas of potential non-compliance and develop strategies to mitigate these risks. Work closely with other departments to implement effective risk management practices.
- Training and Education: Provide training sessions and educational materials to ensure that employees are aware of and understand relevant regulations. Foster a culture of compliance throughout the organization.
- Regulatory Reporting: Oversee the preparation and submission of regulatory reports to relevant authorities. Ensure the accuracy and timeliness of these submissions.
- Audit Support: Collaborate with internal and external auditors during regulatory audits. Address any findings and implement corrective actions as needed.
- Investigations: Conduct investigations into potential compliance violations and coordinate corrective actions. Maintain documentation of investigations and resolutions.
Requirements
- Bachelor's degree in Finance, Business, Law, or a related field. Advanced degree or relevant professional certification (e.g., CAMS, CRCM) is a plus.
- Proven experience in regulatory compliance within the financial services industry, with a focus on international regulations.
- Strong knowledge of banking regulations, anti-money laundering (AML), and know-your-customer (KYC) requirements.
- Excellent analytical and problem-solving skills.
- Effective communication and interpersonal skills.
- Ability to work collaboratively with cross-functional teams.
- Detail-oriented with a high level of accuracy.
Benefits
- Pension and BVV
- Travel expenses
- Lunch vouchers
- Hybrid working model
- Other company benefits
We are looking forward to your application!
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Zuletzt aktualisiert am 19.04.2024