KYC Officer

Role : KYC Officer
Duration : 6 Months
Location : Montreal, QC
 
JD

JOB RESPONSIBILITIES

• Intervening at the final stages of the KYC due diligence process and working in close coordination with all stakeholders’ part of the KYC Due Diligence process (including Data Officers; Data Controllers; Screeners; Investigators; Compliance; and Relationship Managers). Senior KYC officer is responsible for ensuring that due diligence on new or existing clients has been conducted in compliance with regulatory requirements and internal policies/guidelines.
• Performing a factual-based analysis, Senior KYC Officer’s key responsibilities include:
• Ensuring that all data, document and information collected as part of the Due Diligence process are compliant and reliable to determine the final risk level of the client relationship
• Ensuring that the level of due diligence performed is in accordance with the final risk level of the client relationship
• Ensuring that local regulatory requirements pertaining to the KYC case has been fulfilled
• Ensuring that financial security risk triggers are appropriately consulted with Compliance for opinion
• Preparing a memo substantiating the KYC analysis review
• Ensuring that the file is submitted for Relationship Manager’s final sign-off
• Organizing the Client Acceptance Committee (CAC) as appropriate

 Mindlance Consulting Inc. (AP-2303285) is a licensed temporary staffing agency in the province of Quebec •

Last updated on Oct 30, 2023