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The Operations group is a collection of sub-departments which is responsible for everything after an account is opened or a trade occurs. The Operations group's responsibilities include opening customer accounts, account maintenance, receiving and delivering money and securities to customers, and many more.

Essential Functions
  • Performs supervisory activities including ability to lead and motivate staff. Hire staff and address performance issues as necessary.
  • Resolves or recommends solutions to complex problems.
  • Responsible for non-routine activities/transactions by drawing on multiple information sources and understanding multiple effects of a transaction.
  • May have extensive contact with internal and external customers to identify, research and resolve problems.
  • Supervisory Responsibilities

Job Requirements
  • High school diploma or equivalent required; 4 year college degree strongly preferred
  • 3 to 5 years of back office Operations experience with specific Margin experience required
  • Series 99 or equivalent required, Series 7 preferred
  • Previous supervisory experience preferred of at least 1 year
  • Customer focused with strong interpersonal and communication skills
  • Proficiency with Microsoft Excel, Word, Outlook and back office systems
  • Detail oriented with the ability to prioritize workload to meet daily deadlines
  • Quick learner, team player with ability to work well in fast paced environment
  • Strong analytical skills
  • Able to work additional hours and/or flexible shift assignments when needed
Base Salary - $80,000-$90,000 depending on experience

Last updated on Jul 11, 2023

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