Browse
Employers / Recruiters

Registered Client Associate

dadavidson · 30+ days ago
Butte, MT
$15k+
Full-time
Continue
By pressing the button above, you agree to our Terms and Privacy Policy, and agree to receive email job alerts. You can unsubscribe anytime.
D.A. Davidson Companies is an independent, employee-owned company with a rich history spanning more than 80 years. We are dedicated to conducting our business in accordance with the highest standards of integrity and ethics, and delivering outstanding service to our clients and each other. We support a friendly, open and supportive culture, and encourage candid communication and productive engagement that make our companies and each of us better. Just as we work to improve our clients’ financial well-being, we also work to strengthen local communities—and giving back is one of our core values. You can learn more about our company culture and impact in our latest annual report.

Summary/Function
We are currently seeking an exceptional individual to join a dynamic and high-producing team in our Butte, MT office.  This team-critical role requires outstanding attention to detail, the ability to balance multiple requests, outstanding client service skills, and a high level of integrity and confidentiality with respect to client, FA, branch and company information.
 
Qualifications
•Bachelor’s degree preferred.
•Successful completion of the (SIE) Securities Industry Essentials and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63 & 65]) or ability to obtain licensing is required.
•At least two years previous experience with qualified retirement plans, as a Registered Client Associate or similar role preferred.
•Solid technology skills (Microsoft Word, Excel, PowerPoint and Outlook). Experience with Envestnet/ERS investment reporting software preferred. 
•Proven ability to manage multiple demands and competing priorities in a deadline-oriented environment.
•Ability to maintain regular, predictable attendance, work overtime and minimal travel as needed. 

Primary Duties:
•Deliver high-quality, efficient service to clients through daily management of assigned retirement plan and wealth management clients.
•Oversee client projects such as qualified plan recordkeeper RFPs, plan changes (recordkeeper, fund, and plan design), and due diligence projects. 
•Growing knowledge of qualified retirement plans, investments, recordkeepers and plan design.
•Assist Financial Advisor with retirement plan reviews & investment research for current and prospective clients. 
•Ability and willingness to conduct group education presentations.
•Handle meeting follow-ups, including meeting minutes, fund changes, recordkeeper management, and plan administration items.
•Exceptional verbal, written, presentation and interpersonal communication skills. 
•Manage clients and projects with minimal oversight, identifying and securing necessary resources.
•Review meeting materials for accuracy. 
•Maintain client CRM records.
•Strong organization skills. Attention to detail and accuracy including the ability to perform semi-advanced math. 
•Proven ability to handle competing tasks and manage time efficiently and effectively.
•Provide exceptionally professional and courteous customer service supporting client satisfaction including effectively articulating certain requirements in a regulatory environment.
•Adherence to all Branch, Firm and Compliance policies, procedures, rules and regulations.
•Review, maintain and process account documents and information - Inform FA of meaningful information and activities related to client accounts and transactions including suspicious activity. 
•Assist Financial Advisor in developing and implementing periodic client mailings, communications and events. 
•Provide administrative support, including but not limited to phone, correspondence, appointments, filing and other projects as assigned by the FA and/or Branch Manager. 
•Other projects and duties as assigned!

What we offer:
Competitive salary plus excellent benefits and perks including, but not limited to:  
•Medical, Dental and Vision
•Company 401(k)and ESOP contribution 
•Generous sick, vacation, and maternity/parental leave
•Paid holidays
•Professional Development Opportunities
•Tuition Reimbursement ($15,000 lifetime cap)
•Discounted personal insurance including home, auto and recreational vehicles
•Charitable gift-matching program
•Davidson Day of Giving – Our tradition of positively impacting communities in which we live and work.  

The compensation offered will be determined on a case-by-case basis considering a variety of factors including, but not limited to, the skills, relevant work experience, and geographic location of each specific candidate. This role is eligible to participate in applicable D.A. Davidson variable compensation programs.

D.A. Davidson has been in business for over 88 years! As an employee-owned company, our success is driven by our high standards of business ethics, integrity and the belief that our Associates are our most important assets.  We hope you will consider joining us! 

At D.A. Davidson, we are committed to fostering a diverse environment that supports the development and inclusivity of all employees.

We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.

Please answer all questions carefully: incomplete or inaccurate answers may impact your potential employment. By clicking Submit Application, you declare that all statements in this application are truthful to the best of your knowledge. California applicants please see D.A. Davidson's California Resident Privacy Policy.

Last updated on Dec 26, 2024

See more

About the company

More jobs like this

Analyzing
Account Coordinator$37k+
G
Grapevine ·  Influencer marketing platform for YouTube

Boston, Massachusetts

 · 

30+ days ago

Accounts Payable Coordinator$14.78+ / hour
BC
Blairco Heating & Air Conditioning ·  HVAC and plumbing services

Altoona, Pennsylvania

 · 

30+ days ago

Title Insurance Customer Service Template$37k+
R
rajdnwiu7c8r934thp9x1p3cy8m5bv00f9sctvg8eqkxizduzvwvbmtwwys93l1z

Marina del Rey, California

 · 

30+ days ago

Client Support Professional$37k+
FL
FoxHill LLC ·  Healthcare management and consulting

Remote

 · 

30+ days ago

Customer Service Representative 1$37k+
9
9xjdnwf8nt489qdiu4ab0qq7clsnet01f27n6pjaxju02yq1u697ou3dvfougsq9

Tyler, Texas

 · 

30+ days ago

USA - Customer Service Representative II - 1st shift$37k+
avjdnwvktc8z3bx6l3wwkvfirw921o01dc13686pl8p2ms6rppml7fy62a3w25ra

Deerfield, Illinois

 · 

30+ days ago

Customer Service Representative - 2nd Shift$37k+
B
b6jdnwcpcemgg8el3r9winlpunj8hc038b1vkhowrzxn9gitznreodi38t7rirkp

Portage, Michigan

 · 

30+ days ago

Customer Service Representative III$37k+
R
rsjdnwc9jel4i3xyjsm3m8vnhrmayk037bphn44zg3i1bl3dcjtqhqlclsisinpr

Alpharetta, Georgia

 · 

30+ days ago

Salt Lake City, Utah

 · 

30+ days ago

Developed by Blake and Linh in the US and Vietnam.
We're interested in hearing what you like and don't like! Live chat with our founder or join our Discord
Changelog
🚀 LaunchpadNov 27
Create a site and sell services based on your CV.
🔥 Job search dashboardNov 13
Revamped job search UI with a sortable grid, live filtering, bookmarks, and application tracking.
🫡 Cover letter instructionsSep 27
New Studio settings give you control over AI output.
✨ Cover Letter StudioAug 9
Automatically generate cover letters for any job.
🎯 Suggested filtersAug 6
Copilot suggests additional filters above the results.
⚡️ Quick applicationsAug 2
Apply to jobs using info from your CV. Initial coverage of ~200k jobs in Spain, Germany, Austria, Switzerland, France, and the Netherlands.
🧠 Job AnalysisJul 12
Have Copilot read job descriptions and extract out key info you want to know. Click "Analyze All" to try it out. Click on the Copilot's gear icon to customize the prompt.
© 2024 RemoteAmbitionAffiliate · Privacy · Terms · Sitemap · Status