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Compliance Controller

apollo · 30+ days ago
Negotiable
Full-time
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Duties: 

  • To ensure maintenance of adequate systems and controls for compliance with ICSP Act and AML Act and any Code, directions, directive or condition issued by the Authority (respective laws)
  • To ensure proper implementation of internal policies and procedures and systems of control and adherence to it by staff
  • To asses staff compliance with internal procedures and record staff risk-ratings
  • To conduct ongoing monitoring of staff, clients, specified entities and regular internal audit for the purpose of ensuring compliance with rspective laws
  • To identify entities which are non-compliant with the requirement of the IBC Act, Foundations Act, Trusts Act and report them to Compliance Officer
  • To deal with various governmental bodies such as FSA, Supreme Court, Taxation Division in connection to records provisions and compliance with respective laws
  • To maintain a proper system of records keeping in line with internal policies and procedures and respective laws

Responsibilities: 

  • Minimum 3 years satisfactory work experience in compliance
  • Strong knowledge of Seychelles AML legislation, and other laws related to financial sector
  • Ability to analyse and structure records/data and present reports to the supervisor
  • Excellent interpersonal skills, team work

Education: 

  • ICA Certificate or other compliance courses

Languages: Excellent English skills - writing, speaking

 

 

Last updated on Sep 26, 2023

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