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Compliance Analyst, Market Surveillance Tuning

OKX · 30+ days ago
$101-152k
Full-time
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Who We Are

OKX is revolutionizing world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We are deeply committed to shaping a fairer, more transparent and accessible society through blockchain technology and to date, we have 50+ million users, 3000+ employees and 180+ countries believing in the same vision as us. We are safe and reliable, backed by our Proof of Reserves. As strong supporters of the Arts and Sports, we are proud partners of @McLarenF1 @ManCity @Tribeca.

About the Opportunity

The Compliance function at OKX is responsible for the overall compliance culture at the company. We’re a team of risk-minded problem solvers who advise the business on the company’s regulatory obligations.
Our Compliance Advisory team, in particular, is responsible for building Compliance policies, programs and frameworks for the company’s diverse and exciting products in accordance with applicable legal and regulatory requirements.

What You’ll Be Doing

  • Assist with testing and tuning of parameters and thresholds for new surveillance, and perform ongoing threshold tuning once live.
  • Assess market abuse risk associated with new products and incorporate coverage into deployment plan.
  • Assist with liaison with the surveillance vendor to optimize surveillance performance and resolve issues.
  • Assist with surveillance inventory
  • Monitor market surveillance activity via industry leading tools and platforms.
  • Act as a subject matter expert in the performance of Market Surveillance.
  • Strong regulatory knowledge and experience with US AML regulatory requirements for financial institutions and an understanding of their impact on Market Surveillance.
  • Carry out market surveillance with the aim of finding and reporting on attempts by clients to engage in insider dealing or market manipulation across a range of market abuse typologies.
  • Leverage data sets and analytical skills to enhance research and investigations, ensuring both quantitative and qualitative analysis is incorporated into decision making.
  • Collaborate across compliance, risk, product, engineering, data science, marketing, business development, finance and our customers to help build and continuously improve the data and reporting

What We Look For In You

  • BA/BS in a related technical field or equivalent practical experience
  • At least 4+ years of experience in market surveillance, trade surveillance, or closely related field
  • Strong interpersonal skills, with an emphasis on teamwork, initiative, and integrity
  • Comfort with working in a fast-paced environment, handling multiple priorities simultaneously

Nice to Haves

  • Familiarity with commonly used trade surveillance & reporting tool(s)
  • Professional AML/ATF compliance training or accreditation (e.g. ICA or CAMS)

Perks & Benefits

  • Competitive total compensation package
  • L&D programs and Education subsidy for employees' growth and development
  • Various team building programs and company events
  • Wellness and meal allowances
  • Comprehensive healthcare schemes for employees and dependents
 
OKX Statement:
The salary range for this position is $101,000 to $152,000. The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered. Applicants should apply via OKX internal or external careers site.
 
OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider employment-qualified applicants with arrest and conviction records.
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Last updated on Aug 28, 2024

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