Compliance Audit
Permanent Position
Plano, TX or Richmong VA
Salary Range: $100,000 to $115,00 (DOE)
This position, Manager, Compliance Audit, will be responsible for the coordination and execution of consumer compliance related audit efforts. Additionally, as a part of the broader Audit Team, the candidate will also lead or contribute to other audits as determined through audit planning processes. All associates are expected to maintain organizational and professional ethical standards and exercise initiative and independent judgment.
Responsibilities include: *Plan, perform, and lead compliance audits at the enterprise level and/or of diverse and complex regulations and businesses; *Perform compliance risk assessments of business activities, potential risks exposures, and materiality of loss;
*Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes;
*Provide significant input into the development of the annual audit plan;
*Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery;
*Establish and build working relationships with internal and external management;
*Communicate the results of audit projects to management (written reports/oral presentations); and
*Manage staff during audit engagements and provide feedback on work performed.
An ideal candidate will have the following: strong knowledge and expertise in consumer laws and regulations; strong communication skills, both verbal and written; and strong problem-solving and logical reasoning skills.
Basic Qualifications: *Bachelor's degree or military experience *At least 5 years of experience in audit, at least 5 years of experience in compliance, at least 5 years of experience in regulatory examinations, or a combination *At least 2 years of experience in a large financial services institution *At least 2 years of experience managing audit engagements.
Preferred Qualifications: *Master's Degree in accounting, business administration, finance or economics *Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) *1+ years of experience with data analytics tools in support of internal audit
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Last updated on May 19, 2016